Investors might have been negatively impacted by securities broker Miguel Maisterra Silva [CRD: 7810506, Houston, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Miguel Silva worked for Banorte Securities International Ltd. from February 6, 2024, to May 6, 2026. See the following information to find out more about disclosures involving […]

Investors might have been negatively impacted by securities broker Edward Sanford Pegram IV (also known as Edward Sandford Pegram IV and Sandy Pegram) [CRD: 721375, Wellesley Hills, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Edward Pegram was registered with RBC Capital Markets LLC from July 22, 2020, to May 1, 2026. […]

Investors potentially experienced sales practice violations by securities broker Milka L. Micic [CRD: 4929945, Chicago, Illinois], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Micic has been registered with J.P. Morgan Securities LLC as a securities broker since October 1, 2008, and as a financial advisor since March 22, 2024. See […]

Investors potentially incurred losses because of securities broker Kevin Christopher Renz [CRD: 5256242, Arden, North Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Renz has been registered with First Citizens Investor Services Inc. as both a securities broker and financial advisor since June 27, 2018. Investors are encouraged to continue […]

MATTHEW ADAM NORTH (MATT NORTH, MATTHEW A NORTH) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm. This bar has a start date of 4/20/2026. MATTHEW A NORTH was registered with JACKSON NATIONAL LIFE DISTRIBUTORS LLC of Lansing, Michigan from 10/16/2023 - 09/03/2025. The FINRA report alleges, […]

WILLIAM BERNARD TUNINK (WILLIAM B TUNINK, BILL TUNINK) has been barred from acting as a broker or otherwise associating with a broker/dealer firm by FINRA. The bar starts on 6/16/2026. WILLIAM B TUNINK was registered with LPL FINANCIAL LLC of West Des Moines, Iowa from 10/29/2021 - 09/23/2025. According to the FINRA report, WILLIAM B […]

Florida Office of Financial Regulation barred financial advisor Thomas Arthur Amendola [CRD: 1005661, Naples, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Thomas Amendola has worked for Doza Investments LLC as Managing Member and Chief Compliance Officer since June 2009. Investors should continue reading to discover more about disclosures […]

Investors might have sustained losses due to securities broker Gregory Rock Erekson [CRD: 5168632, St. Louis, Missouri], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Erekson has been associated with Edward Jones in St. Louis, Missouri, serving as a securities broker since August 31, 2006, and as a financial advisor since March […]

Investors apparently complained about securities broker Kenneth David Kohn (also known as Ken Kohn) [CRD: 1575332, Melville, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Kohn has been registered as a securities broker with Equitable Advisors LLC since June 1, 2005, and as a financial advisor with Equitable Advisors […]